Area of focus

Compliance Readiness

Whether you're a startup or an existing business launching a new venture, understanding, embedding, and demonstrating regulatory standards can be difficult. The challenge is compounded by other pressures associated with launching a new business or expanding into new areas.

Representative experience

Designing the compliance framework for a new online retail bank, including drafting all required policies and procedures and designing compliance monitoring arrangements.

Developing a detailed compliance plan for establishing an effective and sustainable compliance program for a corporate bank.

Supporting a fintech to obtain regulatory authorization, including designing the compliance infrastructure necessary to satisfy the regulator.

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