Publications

Hogan Lovells Publications

SEC issues new interpretive guidance on cybersecurity disclosures

Prompted by concern over the increase in the risks and frequency of data breach incidents and other cyber-attacks affecting public companies, the Securities and Exchange Commission recently ...

Hogan Lovells Publications

Investment outlook 2018: Transaction and deal trends in the GCC

Gulf economies and markets have transformed in many ways in response to three years of low oil prices, new regional leadership and a global world order in flux. The tougher fiscal...

Hogan Lovells Publications

SEC issues new and revised guidance on CEO pay ratio rule

On September 21, the SEC and the staff of the Division of Corporation Finance issued new and updated interpretive guidance regarding the CEO pay ratio disclosure required by Item 402(u) of...

Hogan Lovells Publications

SEC issues new guidance on omission of interim financial information from draft registration statements

On August 17, the SEC's Division of Corporation Finance issued new guidance indicating that emerging growth companies (EGCs) and non-EGCs may omit from their nonpublic draft registration...

Hogan Lovells Publications

SEC announces whistleblower award for government employee

On July 25, the SEC announced that it would grant $2.5 million "to an employee of a domestic government agency whose tip helped launch an SEC investigation and whose continued assistance...

Hogan Lovells Publications

Supreme Court Limits SEC Disgorgement Orders to a Five-Year Statute of Limitations

Yesterday, the Supreme Court unanimously held in Kokesh v. SEC that disgorgement orders in enforcement actions by the Securities and Exchange Commission are subject to the same five-year...

Hogan Lovells Publications

What's next for robo-advice? The SFC consults on the proposed guidelines on online distribution and advisory platforms

With the rapid development of technology, there is an increasing trend of intermediaries providing investment services and distributing investment products over the internet.  Whilst...

;
Loading data