ECM Newsflash: SEC update on General Solicitation

Last week, the SEC adopted final rules amending Regulation D and Rule 144A under the US Securities Act to permit the use of "general solicitation or general advertising" in connection with private placements conducted in the United States under these provisions. The SEC has separately adopted rules disqualifying securities offerings involving certain “felons and other ‘bad actors’” from reliance on Rule 506 under Regulation D.


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