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Securities and markets regulatory news, 30 April 2021

Recent UK and EU regulatory developments of interest to financial institutions and markets. Also check our Financial institutions general regulatory news of broader application in the...

News

Payments regulatory news, 30 April 2021

Recent regulatory developments focussed on the payments sector. See also our Financial institutions general regulatory news of broad relevance in the Related Materials links.

News

Financial institutions general regulatory news, 30 April 2021

Recent regulatory developments of interest to most financial institutions. See also our sector specific updates in the Related Materials links.

News

Banking and finance regulatory news, 30 April 2021

Reports on key recent regulatory developments focussing on banking and finance. See also our Financial institutions general regulatory news and other sector news in the Related Materials...

News

UK FCA consults on changes to MiFID II research and best execution reporting requirements

The Financial Conduct Authority (FCA) has published a consultation paper, CP21/9, on some initial changes to its conduct and organisational requirements implementing the EU Markets in...

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UK National Security and Investment - now is the time to Act

The UK’s much publicised National Security and Investment Bill has now been granted Royal Assent – passing into law an Act which will significantly affect the way investments in ...

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UK launches new Global Anti-Corruption sanctions regime

On 26 April 2021, the UK launched the Global Anti-Corruption sanctions regime against individuals and organisations responsible for serious international corruption. The first wave of...

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SMCR Directory of certified and assessed persons – have you submitted your data?

The Financial Conduct Authority (FCA) is contacting thousands of firms across various sectors that appear to have missed the 31 March 2021 deadline for submitting “Directory...

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