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Implementing UK Consumer Duty: Prioritisation, delivering real change, and teamwork are key

The FCA has published its findings from its review of the Consumer Duty implementation plans of around 60 of the largest retail financial services firms who have fixed FCA supervisory...

Insights and Analysis

UK Consumer Duty – the products and services outcome

We are seeing a number of notable issues arising for firms in relation to the “products and services” outcome under the Consumer Duty, and which they will need to take into...

News

Global Payments Newsletter, January 2023

Key developments of interest over the last month include: the UK Treasury publishing a review and call for evidence on the Payment Services Regulations 2017 and a post-implementation review ...

News

New Regulatory Framework for Public Offerings in Brazil Comes Into Force
Registered Content

In July 2022, the Brazilian Securities and Exchange Commission (Comissão de Valores Mobiliários – “CVM”) enacted Resolutions Nos. 160, 161, 162, 163 and 173, ...

Insights and Analysis

Consumer Duty: Achieving good outcomes for vulnerable customers

The new Consumer Duty rules build on the FCA’s vulnerable customer guidance in FG21/1 and place a great emphasis on the fair treatment of vulnerable customers as an integral part of...

News

Hong Kong Corporate & Regulatory Insights – October 2022

Hogan Lovells' Hong Kong Corporate & Regulatory Insights October 2022 edition is published today to keep you abreast of the recent legal and regulatory developments in the Hong Kong ...

News

Edinburgh Reforms – quick guide and timeline

Following the announcement of the Edinburgh Reforms on 9 December 2022, we have put together a quick guide and timeline to help with navigating the measures. These extensive and significant ...

Insights and Analysis

Achieving good outcomes whilst managing competing priorities - Quality Assurance

The months ahead are set to be challenging for all with the cost of living crisis taking its grip on all firms and customers, incoming regulatory changes such as the UK’s Consumer...

News

Global Payments Newsletter, December 2022

Key developments of interest over the last month include: the UK government announcing a package of financial services regulatory reforms (the “Edinburgh Reforms”) to drive...

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