Area of focus

Regulatory Due Diligence

Robust regulatory due diligence helps you to understand the potential and actual risks involved when entering into a business relationship with the target financial institution, the likelihood of these risks materializing, and the potential impact on your business.

Representative experience

Assisting with large-scale due diligence, investigation, and reviews for all types of transactional activity.

Supporting and advising in respect of compliance and conduct risk reviews in preparation for regulatory visits and information requests.

Analysis of historical client files at a targeted client, both sales and complaint related, to ascertain the potential inherent risks.

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