Area of focus

Compliance Effectiveness

Our clients tell us that their biggest challenge is achieving a compliance operating model that provides credible challenge whilst serving as a strategic business partner, encouraging growth as opposed to hindering opportunity.

Representative experience

Reviewing the EMEA compliance operating model for a global investment bank and preparing a report with recommendations for change.

Developing a detailed compliance plan for establishing an effective and sustainable compliance program for a corporate bank.

Supporting a large insurance firm to optimize its compliance function, including identifying activities for modification and standardization.

Reviewing and designing compliance policies and procedures and compliance monitoring arrangements for a new online retail bank.

Leading a review of a full product life cycle for a large retail bank, resulting in recommendations for change to enhance the process and to ensure regulatory compliance.

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