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As a member of the Hong Kong regulatory practice with a focus on financial services regulations, Katherine Tsang has over 10 years of experience advising clients on regulatory and compliance laws that apply to financial institutions and intermediaries in Hong Kong, including regulatory matters in the FinTech space. Her clients include banks, insurers, asset managers, brokers, securities firms and FinTech companies. Her experience includes advising clients on authorisation and licensing issues, prudential and business conduct regulations, investment products distribution and structuring of product offerings, product documentation such as retail terms and conditions, and cross-border compliance issues.
Advising one of the world's largest reinsurance company on a restructuring across the Asia Pacific region, including providing detailed local law advice in Hong Kong and Mainland China, and coordinating with local counsel in Japan, Singapore, Malaysia, New Zealand, Australia, South Korea, Taiwan, Guam, India and the Philippines.
Advising various financial institutions, funds and investment managers on Types 1, 4 and 9 licence applications with the Securities and Futures Commission, including analyzing the implications of the licensing rules and regulations on the business activities of such financial institutions, and the relevant exemptions.
- LL.B., University College London
- P.C.LL., University of Hong Kong