Follow us:



[SEC Update] 2016 Proxy Season: SEC Staff Issues Important Guidance on Key Shareholder Proposal Exclusions SEC Update

The SEC's Division of Corporation Finance recently issued Staff Legal Bulletin No. 14H (CF) (SLB 14H) to provide guidance on two significant interpretive issues under Exchange Act Rule...


[SEC Update] NYSE Amends Rule Regarding Release of Material News and Trading Halt Authority SEC Update

The New York Stock Exchange recently amended its rule that governs a listed company’s obligation to notify the exchange before it releases material news and that addresses the NYSE’s...


[SEC Update] SEC Adopts Final Rule to Implement Dodd-Frank CEO Pay Ratio Disclosure Requirement SEC Update

On August 5, nearly two years after the SEC issued its rule proposal, a divided Commission amended Item 402 of Regulation S-K to require most public companies to disclose annually the ratio ...


[Newsletter] UK Corporate News - June 2015 Corporate Newsletter

A monthly e-newsletter covering topics of interest in the field of UK corporate law including mergers and acquisitions, listed companies, equity capital markets, corporate governance and...


[Newsletter] SEC Proposes Rules on Disclosure of Pay for Performance in Executive Compensation SEC Update

On April 29, the SEC proposed rules to require each SEC registrant (other than an emerging growth company, registered investment company or foreign private issuer) to disclose the...


[Newsletter] SEC Announces First Whistleblower Protection Enforcement Action Involving Restrictive Language in a Confidentiality Agreement SEC Update

On April 1, the SEC announced its first whistleblower protection enforcement action against a company involving the use of restrictive language in a confidentiality agreement. The SEC...


[Newsletter] Supreme Court Clarifies Liability Standard Under Securities Act Section 11 for Statements of Opinion in Registration Statements SEC Update

On March 24, the U.S. Supreme Court issued its much-anticipated decision in Omnicare, Inc., et al. v. Laborers District Council Construction Industry Pension Fund, et al. The Court...

Loading data