Advising on regulatory authorization and variation of permission.
Advising on regulatory change program implementation.
Designing and delivering all aspects of remediation programs, including policies and procedures and providing oversight.
Preparing for and implementing SM&CR, including application and interview support for senior managers.
Assisting with large-scale due diligence, investigation, and reviews for all types of transactional activity.
Supporting and advising in respect of compliance and conduct risk reviews in preparation for regulatory visits and information requests.
Designing and delivering training and coaching programs, including online modules.
Working with firms in preparation for and during Section 166 Skilled Person’s Reviews.
Helping firms with complaint handling reviews, resourcing, and root cause analysis.
Designing and implementing a complaint management framework.
Blog Post
18 February 2019
On 14 February 2019, the Luxembourg Parliament adopted the bill (the "Bill")(*) amending the law dated 1 August 2001 on the circulation of securities (the "Securities Law").
Hogan Lovells Publications
28 January 2019
Awards and Rankings
5 October 2018
LONDON - The Financial Times has ranked Hogan Lovells eighth overall in the FT Innovative Lawyers Europe 2018 report, which is published in conjunction with research partner RSG Consulting.
Press Releases
19 September 2017
London, 19 September 2017 – Hogan Lovells, the leading global law firm, is today showcasing its recently launched Hogan Lovells Engage: Authorisation Tool, which aims to guide...
Press Releases
04 July 2017
Market first-mover and strategic response to Brexit uncertainty in the financial services sector.
