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James Roslington


James Roslington

From negotiating custody agreements and Investment Management Agreements (IMAs), to exploring the most technical points of Markets in Financial Instruments Directive (MiFID II), James knows how to work around the most complex legal issues on all aspects of UK and EU financial services law and regulation. James advises banks, asset managers, insurers and pension scheme trustees on financial services law and regulation, including: advising on FSMA and Handbook issues, and on current and pending EU legislation (MiFID, MIFID II, CRD IV, MAD, PRIIPs Regulation); advising on market abuse and insider dealing rules; reviewing of terms and conditions for financial services and products, ranging from general banking terms and conditions, investment management agreements, custody agreements, to specific product terms; advising on marketing material for financial products, including rules on financial promotion; reviewing and updating compliance manuals for financial services firms and liaising with overseas law firms to co-ordinate single-output advice on financial services matters.

Representative Experience

James recently completed a secondment as in-house counsel at a leading private bank.

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