Publications

Published Works

UK Financial Services Law

The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), signed into law on 21 July 2010, contains provisions designed to encourage whistleblowers to report violations of ...

Hogan Lovells Publications

SEC Enforcement Developments Affecting Public Companies – First Half of 2011

During the first half of 2011, the SEC continued to focus on prosecuting violations of the FCPA and also filed several actions against public companies and their officers

Hogan Lovells Publications

SEC issues rules implementing Dodd-Frank whistleblower provisions SEC Update

On May 25, the SEC issued a new Regulation 21F under the Exchange Act to implement the whistleblower directive under the Dodd-Frank Wall Street Reform and Consumer Protection Act...

Hogan Lovells Publications

Securities Litigation Review Litigation Alert

The Enforcement Division announced an initiative in early 2010 - paralleling Department of Justice (DOJ) policies - offering the carrot of non-prosecution agreements to encourage greater...

Hogan Lovells Publications

Securities Litigation Review SEC Client Alert

The Enforcement Division announced an initiative in early 2010 - paralleling Department of Justice (DOJ) policies - offering the carrot of non-prosecution agreements to encourage greater...

Hogan Lovells Publications

SEC Proposes Regulation to Implement Dodd-Frank Whistleblower Provisions SEC Update

The SEC recently proposed a new Regulation 21F under the Exchange Act to implement the whistleblower directive under the Dodd-Frank Wall Street Reform and Consumer Protection Act...

Hogan Lovells Publications

U.S. Supreme Court Rejects Extraterritorial Reach of Securities Exchange Act Section 10(b) and SEC Rule 10b-5 Litigation Alert

On 24 June 2010 the United States Supreme Court issued its decision in Morrison v. National Australia Bank Ltd., 561 US ___ (2010), a case that squarely raised an important and...

Published Works

Changing Standards of Lawyer Liability Securities Law 360

A recent opinion by the Securities & Exchange Commission (SEC) sanctioning bond counsel for being negligent in providing advice to a school district signals a possible retreat from the...

Published Works

How Juries and Judges are Reexamining Directors', Officers' Duties in the Wake of Corporate Scandals Corporate Counsel Weekly.

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