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Upcoming Amendments to the SFC Code of Conduct

12 June 2012

On 21 May 2012, the Hong Kong Securities and Futures Commission (the "SFC") issued a set of consultation conclusions to announce amendments to the Code of Conduct for Persons Licensed by or Registered with the SFC (the "Code"). These amendments are designed to: (1) facilitate the new Financial Dispute Resolution Scheme (the "FDR Scheme") to be administered by the Financial Dispute Resolution Centre (the "FDRC"); and (2) tighten the regulatory framework in Hong Kong.

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