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SEC Staff Issues Guidance on “Bad Actor” Disqualification Provisions for Rule 506 Offerings

23 December 2013

SEC Update

The SEC’s Division of Corporation Finance recently issued 14 Compliance and Disclosure Interpretations (CDIs) relating to the newly adopted “bad actor” disqualification provisions applicable to securities offerings conducted in reliance on Rule 506 of Regulation D under the Securities Act.

Read more: SEC staff issues guidance on “bad actor” disqualification provisions for Rule 506 offerings


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