FINRA asks members to notify it about crypto activities

The Financial Industry Regulatory Authority has asked its members to let it know whether they or their affiliates engage or intend to engage in activities related to digital assets, including cryptocurrencies.

In a regulatory notice issued earlier this month, the US self-regulatory body for broker-dealers said the information will supplement its efforts to ascertain the extent of its member firms' involvement related to digital assets.

Click here to view the full article on Hogan Lovells Engage


Download PDF Share Back To Listing
Loading data