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FCA starts the New Year with its first ever fine for sponsors – what lessons can be learnt?

28 January 2015

Corporate newsflash

The Financial Conduct Authority has started the New Year by sending a strong message to the sponsor community. On 6 January 2015, the FCA announced that it had imposed a fine of £231,000 on a sponsor firm for breaches of its obligations under the Listing Rules. We summarise the firm's key failings and consider what lessons should be learnt by sponsors.

To view the newsflash please click here.

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