CFTC issues proposed rule regarding reporting and recordkeeping for pre-enactment and transition swaps

The Commodity Futures Trading Commission (Commission or CFTC) issued a proposed rule, 76 Fed. Reg. 22,833 (25 April 2011), setting out reporting and recordkeeping requirements for pre-enactment and transition swaps (historical swaps). "Pre-enactment swaps" are swaps entered into before the date of enactment of the Dodd-Frank Act and "transition swaps" are swaps entered into after the date of enactment of the Dodd-Frank Act but prior to the compliance date that the Commission will specify in its final swap data reporting and recordkeeping rules (Compliance Date).

Read "CFTC issues proposed rule regarding reporting and recordkeeping for pre-enactment and transition swaps


Download PDF Share Back To Listing
Loading data