Across topics and issues, borders and industries, we have the thought leadership you need to stay ahead of changes in the law.
Analysis
Registered Content
14 October 2020
The U.S. Securities and Exchange Commission (SEC) proposed a new exemptive order on Wednesday, October 7, which would exempt certain "finders" from broker-dealer...
Insights
Registered Content
28 August 2020
The U.S. Securities and Exchange Commission (SEC) adopted amendments on Wednesday, August 26 to several rules under the U.S. Securities Act of 1933 (Securities Act) to modernize, expand,...
Hogan Lovells Publications
30 March 2017
Funds Bulletin (a monthly round-up of topical legal, regulatory and tax issues affecting the fund industry). Features our analysis of the government's response to the House of Lord's report ...
Publications
06 March 2017
Funds Bulletin (a monthly round-up of topical legal, regulatory and tax issues affecting the fund industry). Features our summary of the FSCP's position paper on the impact of Brexit on...
Publications
06 February 2017
As predicted during the campaign and after his win in November, President Trump has set his sights on overhauling the financial regulatory system. On February 3, 2017, President Trump...
Hogan Lovells Publications
30 January 2017
Earlier this month, the Securities and Exchange Commission (SEC) announced its Office of Compliance Inspections and Examinations’ (OCIE) 2017 Examination Priorities regarding certain...
Publications
October 2016
Funds Bulletin (a monthly round-up of topical legal, regulatory and tax issues affecting the fund industry). Includes our thoughts and comments on the delay to the PRIIPs KID delegated...
Publications
September 2016
Funds Bulletin (a monthly round-up of topical legal, regulatory and tax issues affecting the fund industry).
Hogan Lovells Publications
July & August 2016
Funds Bulletin (a monthly round-up of topical legal, regulatory and tax issues affecting the fund industry). Includes our thoughts and comments on ESMA's advice on the AIFMD third country...
