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Across topics and issues, borders and industries, we have the thought leadership you need to stay ahead of changes in the law.

Across topics and issues, borders and industries, we have the thought leadership you need to stay ahead of changes in the law.

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News

SMCR: UK FCA extends implementation periods for solo-regulated firms

The UK Financial Conduct Authority (FCA) has extended the deadline for solo-regulated firms to undertake their first assessment of the fitness and propriety of their certified persons under ...

News

FCA consults on senior managers regime extension to benchmark administrators

The UK Financial Conduct Authority is proposing to extendits senior managers regime to benchmark administrators that do not undertake any other regulated activity

Hogan Lovells Engage

SMCR extension: deadline for submitting Forms K and O is 24 November 2019

The extension of the Financial Conduct Authority's (FCA) senior managers and certification regime (SMCR) to FCA solo-regulated firms comes into force on 9 December 2019. Firms newly...

Insights

No-deal Brexit: transitional regime for third-country benchmarks extended
Registered Content

In a recent statutory instrument which makes some amendments to onshoring legislation, the UK Parliament has extended the transitional regime for third country benchmarks from 31 December...

News

FCA to increase focus on SMCR conduct rules

TheFinancial Conduct Authorityhas published the findingsof a review into how successfully thethe senior managers and certification regime is embedded into the...

Insights

SMCR: four months to go! Do you have your project plan in place?
Registered Content

With the deadline to for the extension of the senior managers and certification regime approaching fast, our sample project plan infographic takes you through the steps to achieve...

Hogan Lovells Engage

SMCR extension commencement order published

Last month, the Bank of England and Financial Services Act 2016 (Commencement No 6 and Transitional Provisions) Regulations 2019 came into force. These Regulations ultimately confirm the...

News

SMCR extension commencement order published

New Regulations have extended thesenior managers and certification regime to Financial Conduct Authority solo-regulated firms on 9 December 2019, except for benchmark firms, for which ...

News

PRA consults on bringing resolution assessments into SMCR prescribed responsibilities

The Prudential Regulation Authorityproposes to amend the prescribed responsibility for recovery and resolution so that the senior manager who is assigned the prescribed responsibility ...

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