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Across topics and issues, borders and industries, we have the thought leadership you need to stay ahead of changes in the law.

Across topics and issues, borders and industries, we have the thought leadership you need to stay ahead of changes in the law.

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Publications

News

COVID-19: Measures taken by financial supervisory authorities in certain jurisdictions as at 15 May 2020

The current situation is fast-moving in light of the COVID-19 pandemic. Many financial supervisory and regulatory authorities as well as local governments have issued measures which...

News

COVID-19: Measures taken by financial supervisory authorities in certain jurisdictions as at 15 May 2020

The current situation is fast-moving in light of the COVID-19 pandemic. Many financial supervisory and regulatory authorities as well as local governments have issued measures which...

News

COVID-19: Measures taken by financial supervisory authorities in certain jurisdictions as at 5 June 2020

The current situation is fast-moving in light of the COVID-19 pandemic. Many financial supervisory and regulatory authorities as well as local governments have issued measures which...

Analysis

Operational Resilience in Financial Services
Registered Content

The unavailability of key financial services has the potential to cause wide-reaching harm to consumers and market integrity, threaten the viability of firms and cause instability in the...

News

COVID-19: Measures taken by financial supervisory authorities in certain jurisdictions as at 1 May 2020

The current situation is fast-moving in light of the COVID-19 pandemic. Many financial supervisory and regulatory authorities as well as local governments have issued measures which...

News

FCA confirms permanent restrictions on the sale of CFDs and CFD-like options to retail consumers

TheFinancial Conduct Authority has introduced new rules to reduce the total losses from retail customers trading in contracts for difference (CFDs)and CFD-like options, and...

News

FCA extends temporary permission regime deadline to 30 October 2019

The UK Financial Conduct Authority has said thatthe deadline for notifications for the temporary permissions regime is now the end of 30 October 2019. What should firms do now and how ...

News

FCA puts principals of appointed representatives on notice

The Financial Conduct Authority has identified major shortcomings in principal firms’ understanding of their regulatory responsibilities for theirappointed representatives. Senio...

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