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SEC rule amendments to require electronic submission of Form 144 filings and “glossy” annual reports

The SEC recently adopted rule amendments that will require registrants and other persons to file or otherwise submit electronically via EDGAR a variety of documents that previously could be ...

Insights and Analysis

Application of U.S. QFC stay rules to underwriting agreements

2017, U.S. federal banking regulators adopted regulations requiring that certain financial institutions provide that their qualified financial contracts (QFCs) are subject to limitations on ...

Insights and Analysis

Application of U.S. QFC stay rules to underwriting agreements

2017, U.S. federal banking regulators adopted regulations requiring that certain financial institutions provide that their qualified financial contracts (QFCs) are subject to limitations on ...

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