Regulatory Compliance and Investigation Solutions

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We have the expertise and know how to help you investigate and analyse how these risks apply to your business.

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We can help you find solutions to the problems that these risks throw up and help you to review and to design appropriate compliance programmes.

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We have the lawyers to support you when things go wrong.

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News

Game on - Indonesia sets out ambitious development plans for the gaming industry

20 March 2024

The Indonesian government has set out its plans for developing its still immature gaming industry, by enacting the Presidential Regulation No. 19 of 2024 on the Acceleration of National...

News

SFDR targeted consultation – a wish list for Luxembourg funds

15 March 2024

For Luxembourg funds complying with Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial services sector (the SFDR), the targeted consultation and public...

News

Corporate Transparency Act declared unconstitutional in Alabama federal court

07 March 2024

The court issued a permanent injunction against enforcement by the U.S. Department of the Treasury and its Financial Crimes Enforcement Network (FinCEN) of the Corporate Transparency Act...

News

Thresholds up, investment down? Why Australia’s sophisticated investor threshold increases could prove costly

20 February 2024

The Australian securities regulator ASIC is proposing an increase in the threshold limits for so-called “sophisticated investors”. The limits have not been raised since they...

News

SBIC Program Updates: SBA Proposes Technical Amendments to 2023 Reforms and Significant Change to Passive Business Rule

15 February 2024

In July 2023, the U.S. Small Business Administration (SBA) released sweeping reforms to the Small Business Investment Company (SBIC) program. Many of those reforms were enacted through the...

News

The False Claims Act Guide: 2023 and the road ahead

14 February 2024

In the latest edition of our False Claims Act Guide: 2023 and the road ahead, we analyze the key developments from 2023 and discuss how the most important cases and issues are shaping FCA...

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