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You are invited to the WMACCA Corporate and Securities Forum: Dodging the pitfalls and hurdles of executive transactions in company stock

15 May 2013 12:00 PM - 2:00 PM (EST)

Presented by: Alan Dye and John Beckman of Hogan Lovells; James Williams, Vice President, General Counsel & Corporate Secretary, Liquidity Services, Inc.; and Neal Wheeler, Assistant General Counsel, Corporate & Securities, General Dynamics Corporation.

Insider trading, including 10b5-1 plans, hedging transactions and short-swing profits, is gaining increased attention in today’s world. Given the current market volatility and recent enforcement actions by the SEC, there is a growing scrutiny of 10b5-1 plans; risks associated with hedging and pledging transactions; and the ever-present Section 16 short-swing profit challenges. Our panelists will address the approaches and techniques that work (and those that don’t) to help you more effectively counsel your executives and board members. We will also highlight current trends and practical approaches to help you avoid the traps for the unwary.

Click here to register

Please register as a “Guest of Presenters” to attend with our compliments.

Lunch will be served on-site from 12:00 – 12:30 p.m.
The program will begin at 12:30 p.m.

The program is also offered via webinar.

Contact Nikki Stevens at +1 202 637 8669 or nikki.stevens@hoganlovells.com.

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