House on fire: hot housekeeping tips for legal and compliance

Keeping your organisation clean as a whistle is one of the key functions of in-house counsel. In this lunchtime seminar, we will deliver the latest on two hot topics:

Anti-Money Laundering

  • What do regulators expect for client due diligence, on-going monitoring and record-keeping under the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance? 
  • What are common pitfalls?
  • The latest guidance by the Hong Kong Monetary Authority on transaction screening and monitoring

Competition Law

  • Why is now the time to think about Hong Kong's competition laws?
  • The Conduct Rules: key points
  • Compliance: what to do next?

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