To usher in the Year of the Snake, Hogan Lovells requests the pleasure of your company for a two-part seminar on dealing with the SFC.
Part I will focus on SFC enforcement and cover:
- Statutory weapons in the SFC's arsenal - Sections 213 and 214 of the SFO
- Prospectus liability extended – Mega Capital
- Advisors Beware! – Lessons learned from Shanghai Land
- Insider Dealing – Common pitfalls
Part II will focus on SFC investigations and cover:
- Inspections – what do they entail?
- Section 182/183 Notices
- Search and seizure
- Dealing with SFC interviews
- Secrecy and privilege
Hong Kong Law Society CPD point applied for