Charming the Cobra: A Two-Part Seminar on Dealing with the SFC

To usher in the Year of the Snake, Hogan Lovells requests the pleasure of your company for a two-part seminar on dealing with the SFC.
Part I will focus on SFC enforcement and cover:

  • Statutory weapons in the SFC's arsenal - Sections 213 and 214 of the SFO
  • Prospectus liability extended – Mega Capital
  • Advisors Beware! – Lessons learned from Shanghai Land
  • Insider Dealing – Common pitfalls

Part II will focus on SFC investigations and cover:

  • Inspections – what do they entail?
  • Section 182/183 Notices
  • Search and seizure
  • Dealing with SFC interviews
  • Secrecy and privilege

Hong Kong Law Society CPD point applied for

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