C. Alex Bahn

Clients regularly turn to Alex Bahn as a trusted advisor on sensitive and complex securities, governance, and corporate matters. Alex guides clients through the increasingly complex set of regulations and other considerations facing companies and their investors, such as SEC disclosure, Section 16 reporting and short-swing liability avoidance, and insider trading compliance.

He also helps clients understand annual meeting and proxy-related issues (including shareholder proposals, investor communications, and proxy advisor recommendations), stock exchange listing standards, and general compliance with securities laws and regulations. Alex has also represented issuers and underwriters in numerous debt and equity offerings.

Alex serves as regular corporate and securities counsel to numerous NYSE and NASDAQ-listed companies and investment entities and is active in professional organizations, including serving as Vice-Chair of the ABA's Subcommittee on Employee Benefits, Executive Compensation and Section 16.