Hogan Lovells Publications

SEC Staff Provides Expanded No-Action Relief From Broker-Dealer Registration for Intermediaries in Private M&A Transactions

The staff of the SEC's Division of Trading and Markets issued a no-action letter on February 4 that provides important new guidance on how intermediaries may effect securities transactions...

Hogan Lovells Publications

Private Equity Fund Held to Be a "Trade or Business" for Purposes of Unfunded Liability Incurred by a U.S. Portfolio Company

The holding in the case, Sun Capital Partners III, LP v. New England Teamsters & Trucking Industry Pension Fund, 2013 WL 3814984 (1st Cir., July 24, 2013), is of immediate interest to...

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