Publications

Published Works

SEC announces whistleblower award for government employee

On July 25, 2017, the Securities and Exchange Commission (SEC) announced that it would grant $2.5 million "to an employee of a domestic government agency whose tip helped launch an SEC...

Hogan Lovells Publications

SEC announces whistleblower award for government employee

On July 25, the SEC announced that it would grant $2.5 million "to an employee of a domestic government agency whose tip helped launch an SEC investigation and whose continued assistance...

Hogan Lovells Publications

Supreme Court Limits SEC Disgorgement Orders to a Five-Year Statute of Limitations

Yesterday, the Supreme Court unanimously held in Kokesh v. SEC that disgorgement orders in enforcement actions by the Securities and Exchange Commission are subject to the same five-year...

Hogan Lovells Publications

The SEC Updates Enforcement Manual for the Submission of White Papers and How They Can be Used Against Defendants

On October 31, 2016, the Securities and Exchange Commission (SEC) updated its Enforcement Manual1 guiding SEC enforcement staff on the use of the submission of white papers and other...

;
Loading data